services

Advice & Consultancy - We provide advice to organisations, businesses and professionals in the areas of business structures, financial services compliance and practice management. Advising accountants and financial planners on various tax and superannuation strategies.

Financial Advice Regulation, Compliance, Assessment and Remediation - We assist medium and large financial services organisation and financial planning firms  meeting their regulatory and compliance obligations. we also provide subject matter expertise and advice in the areas of assessment and remediation of financail advice.

Auditing - We perform internal financial audits and risk and quality control engagements and Compliance audits, auditing of licensees to ensure compliance with licensing and the relevant financial services regulations. The auditing process includes reviewing advisers' client files and SOAs and assisting licensees and their advisers in formulating compliant advice processes.

Practice management - working with licensees to develop, improve and implement practice management policies and procedures. Training and mentoring advisers and assisting them in integrating best practice into a compliant advice process.

Project Management - We undertake project management consultancy roles and serving as a subject matter expert on project steering committees related to training, compliance, business restructuring and system implementation projects.

Training - providing training to financial advisers, accountants and professional associations members. The scope of training is related to areas in  tax, SMSF and financial planning.